Mark 1 and hinged door rolling stock exemptions

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Applying for an exemption for Mark 1 or hinged door rolling stock.

What do the regulations say?

The Railway Safety Regulations 1999 (RSR) required the withdrawal of unmodified Mark I rolling stock from 1 January 2005. Mark 1 rolling stock is less crashworthy than modern stock and there are risks to passengers from pull down windows and the absence of central door locking.

RSR regulation 4 prohibited the operation of Mark I rolling stock after 31 December 2002 unless it had been modified to prevent, so far as practicable, over-riding in the event of a collision.

RSR regulation 5 prohibited the operation of hinged door rolling stock without central locking from 1 January 2005.

RSR regulation 6 provides us with a wide-ranging power to grant exemptions. We are able to consider all circumstances of the case in reaching a decision.

Regulations 4 and 5 exemptions in force

Name of Exemption holderLast updatedDecision dateValid until dateExemption certificates
West Coast Railway Company Limited7/01/202601/04/202331/03/2028WCRC certificates - Regulation 4 exemption 
Network Rail certificates - Regulation 4 exemption  
Seilwaith Amey Cymru / Amey Infrastructure Wales Limited certificate - Regulation 4 exemption 
WCRC certificates - Regulation 5 revocation dated 27 November 2023  
Network Rail certificates - Regulation 5 revocation dated 27 November 2023 
Venice Simplon-Orient-Express Limited15/12/202501/04/202331/03/2028VSOE certificate - Regulation 4 exemption 
Network Rail certificate - Regulation 4 exemption 
Seilwaith Amey Cymru / Amey Infrastructure Wales Limited certificate - Regulation 4 exemption 
SRPS Railtours Limited28/11/202507/02/202531/01/2030SRPS Railtours certificates - Regulation 4 exemption  
Network Rail certificates - Regulation 4 exemption
Seilwaith Amey Cymru / Amey Infrastructure Wales Limited certificates - Regulation 4 exemption
The Great Scottish and Western Railway Company Limited12/03/202501/04/202331/03/2028GSWRC certificate - Regulation 4 exemption 
Network Rail certificate - Regulation 4 exemption 
Seilwaith Amey Cymru / Amey Infrastructure Wales Limited certificate - Regulation 4 exemption
Vintage Trains Limited23/01/202405/04/202331/03/2028Vintage Trains - Regulation 4 exemption  
Network Rail certificate - Regulation 4 exemption  
Seilwaith Amey Cymru / Amey Infrastructure Wales Limited certificate - Regulation 4 exemption 
London Underground Limited15/01/202415/01/202414/01/2029London Underground Limited certificate - Regulation 4 exemption 
Network Rail certificate Regulation 4 exemption 
Seilwaith Amey Cymru / Amey Infrastructure Wales Limited certificate - Regulation 4 exemption 
Hastings Diesels Limited8/12/202301/04/202331/03/2028Hastings Diesels certificate - Regulation 4 exemption 
Network Rail certificate - Regulation 4 exemption  
Seilwaith Amey Cymru / Amey Infrastructure Wales Limited certificate - Regulation 4 exemption 
Locomotive Services (TOC) Limited29/03/202301/04/202331/03/2028LSL (TOC) Limited certificate - Regulation 4 exemption 
Network Rail certificate - Regulation 4 exemption 
Seilwaith Amey Cymru / Amey Infrastructure Wales Limited certificate - Regulation 4 exemption 
NYMR PLC28/03/202301/04/202331/03/2028NYMR certificates - Regulation 4 exemption  
Network Rail certificates - Regulation 4 exemption 
NYMR certificates - Regulation 5 exemption 
Network Rail certificates - Regulation 5 exemption